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Elisse B. Walter
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1	November 13, 2009 Mary L. Schapiro, Chairman Commissioner Kathleen L. Casey Commissioner Elisse B. Walter Commissioner Luis A. Aguilar Commissioner Troy A. Paredes Add to Reading List Source URL: iehn.org Language: English - Date: 2009-11-13 09:37:47 SEC filings Financial Accounting Standards Board United States corporate law Form 10-K Systemic risk United States Generally Accepted Accounting Principles Financial accounting Real estate valuation FASB 133
2	Teachers Workshop Program Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2010-07-19 17:29:21 Financial regulation Financial Industry Regulatory Authority Government Economy of the United States Commodity Futures Trading Commission Mary Schapiro NYSE Euronext Self-regulatory organizations Elisse B. Walter U.S. Securities and Exchange Commission
3	Putting Investors First Approaches to Investor Education at FINRA Asia Securities Forum – Panel 2 Osaka, Japan – September 29, 2011 Add to Reading List Source URL: www.asiasecuritiesforum.org Language: English - Date: 2012-04-03 21:19:41 Business Self-regulatory organization U.S. Securities and Exchange Commission ACT Economy of the United States Elisse B. Walter Trade Reporting And Compliance Engine United States securities law Financial Industry Regulatory Authority Financial regulation
4	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-27 14:15:11 73rd United States Congress United States Securities and Exchange Commission Australian Securities Exchange Economy of New South Wales Elisse B. Walter U.S. Securities and Exchange Commission Financial regulation Securities and Exchange Commission Economy of Australia Email United States securities law Government
5	FINANCIAL INFORMATION FORUM 5 Hanover Square New York, New York 10004  [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-05-07 14:21:31 Government Elisse B. Walter Market data Securities Commission Financial economics Financial system Financial markets Corporate crime U.S. Securities and Exchange Commission
6	April 25, 2013 Via Electronic Mail ([removed]) Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-04-26 11:52:52 United States securities law 73rd United States Congress United States Securities and Exchange Commission Bonds Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Securities Exchange Act Elisse B. Walter Securities Act Financial economics Investment Financial system
7	Microsoft Word - 71949617_1 Add to Reading List Source URL: documents.jdsupra.com Language: English - Date: 2013-07-08 04:50:02 Business Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Mary Schapiro Elisse B. Walter Registered representative Securities Exchange Act Securities regulation in the United States Financial adviser United States securities law Financial economics Financial system
8	Microsoft Word - 71949617_1 Add to Reading List Source URL: www.jdsupra.com Language: English Business Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Mary Schapiro Elisse B. Walter Registered representative Securities Exchange Act Securities regulation in the United States Financial adviser United States securities law Financial economics Financial system
9	RTF Document Add to Reading List Source URL: www.jdsupra.com Language: English Government Corporate crime U.S. Securities and Exchange Commission Robert Khuzami Late-2000s financial crisis Financial Industry Regulatory Authority Mary Schapiro Elisse B. Walter Securities Exchange Act United States securities law Financial regulation Law
10	April 7, 2010 The Honorable Mary L. Schapiro, Chairman The Honorable Luis A. Aguilar, Commissioner The Honorable Kathleen L. Casey, Commissioner The Honorable Elisse B. Walter, Commissioner Add to Reading List Source URL: www.idc.org Language: English Funds Financial services Collective investment schemes Institutional investors Mutual fund Investment Company Institute Closed-end fund Net asset value Investment management Financial economics Investment Finance

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